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Michael T. Britton

Investment Adviser Representative at Planmember Securities Corporation

Alameda, CACRD #6924535Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael T. Britton is an investment adviser representative with Planmember Securities Corporation in Alameda, CA, where they have been registered since 2023. They have worked in the securities industry since 2022 and were previously registered with Raymond James Financial Services Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.

Office

2413 Webb Ave Suite E
Alameda, CA 94501

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
1 state or territory

California

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/6/2021
Series 7
General Securities Representative Examination
Passed 9/11/2021
SIE
Securities Industry Essentials Examination
Passed 7/31/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Planmember Securities CorporationCurrent
9/1/2023 – Alameda, CA
Raymond James Financial Services Advisors, Inc
11/3/2022 – 2/16/2023Petaluma, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Michael Britton
    May 2026 – no end date reportedAlameda, CA
  2. Raymond James Financial Services, Inc.
    May 2021 – Feb 2023Petaluma, CA
  3. Peet's Coffee
    May 2017 – no end date reportedEmeryville, CA
  4. PG & E
    Oct 2015 – May 2017San Francisco, CA
  5. Raymond James Financial Services Advisors, Inc.
    Nov 2022 – Feb 2023Petaluma, CA
  6. PlanMember Securities Corporation
    Sep 2023 – no end date reportedCarpinteria, CA
  7. Michael T. Britton (self employed)
    Sep 2023 – no end date reportedAlameda, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Planmember Securities Corporation

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
Firm account minimum
$100

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Investment and retirement savings services for individuals, retirement plan management for employers and unions, business growth support and guidance for distribution partners, and employee education and engagement resources.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Retirement PlanningInvestment ManagementWorkplace SavingsEmployer Retirement PlansFinancial EducationWealth Building

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
438
Offices listed on AdvisorFinder:
26
Main office:
Carpinteria, CA
SEC file number:
801-39177

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 17, 2026

View full firm profile

Other advisors at Planmember Securities Corporation

Showing 12 of 438 in the directory

View Planmember Securities Corporation firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael T. Britton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael T. Britton (Planmember Securities) - Advisor Profile