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Michael T Moore Jr.

Investment Adviser Representative at WEALTHQUEST CORPORATION

Cincinnati, OHCRD #1711030Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/10/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 7/22/1987
Series 7
General Securities Representative Examination
Passed 8/29/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/20/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Wealthquest Corporation Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTHQUEST CORPORATIONCurrent
5/31/2018Cincinnati, OH
ARGI INVESTMENT SERVICES, LLC
1/11/20123/15/2018New York, NY
COLONY PARK FINANCIAL SERVICES LLC
3/1/20111/10/2012Cincinnati, OH
HORTER INVESTMENT MANAGEMENT, LLC
8/21/200910/13/2009Cincinnati, OH
ALPHAMARK ADVISORS, LLC
6/11/20018/5/2009Ft. Mitchell, KY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael T Moore Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael T Moore Jr. - Financial Advisor in Cincinnati, OH | AdvisorFinder