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Michael Thomas Houghton

Investment Adviser Representative at Newedge Advisors

Newburyport, MACRD #6256437Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Thomas Houghton is an investment adviser representative with Newedge Advisors in Newburyport, MA, where they have been registered since 2021. They have worked in the securities industry since 2015 and were previously registered with Flagship Harbor Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts, Nebraska, New Hampshire, and Texas.

Office

7 Prince Place, Suite 202
Newburyport, MA 01950

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts, Nebraska, New Hampshire, Texas
Broker:
1 state or territory

Massachusetts

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/16/2016
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/15/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Newedge AdvisorsCurrent
4/1/2021 – Newburyport, MA
Flagship Harbor Advisors, LLC
3/7/2016 – 4/1/2021Newburyport, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Brandt Wealth Advisors
    Oct 2013 – no end date reportedNewburyport, MA
  2. LPL Financial LLC
    Dec 2015 – no end date reportedNewburyport, MA
  3. Flagship Harbor Advisors, LLC
    Feb 2016 – Apr 2021Newburyport, MA
  4. NewEdge Advisors, LLC (Formerly: GWM ADVISORS, LLC)
    Apr 2021 – no end date reportedNewburyport, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Newedge Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Investments, portfolio management, risk management, retirement planning, business planning, and estate planning, with personalized strategies tailored to individual goals and priorities

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Wealth ManagementInvestment StrategiesPortfolio ManagementRisk ManagementRetirement PlanningBusiness PlanningEstate PlanningFinancial Planning

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
594
Offices listed on AdvisorFinder:
201
Main office:
New Orleans, LA
SEC file number:
801-79876

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of October 1, 2026

View full firm profile

Other advisors at Newedge Advisors

Showing 12 of 594 in the directory

View Newedge Advisors firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Thomas Houghton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Thomas Houghton (Newedge Advisors) - Advisor Profile