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Michael Wayne Converse

Investment Adviser Representative at Converse TEAM Financial Services, LLC

Wichita, KSCRD #4623296Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Wayne Converse is an investment adviser representative in Wichita, KS, currently registered with Raymond James Financial Services Advisors, Inc and Converse TEAM Financial Services, LLC. They have worked in the securities industry since 2003 and have been registered with 4 firms, including Keating Financial Advisory Services and Raymond James Financial Services. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Kansas and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kansas, Texas
Broker:
28 states and territories

Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, New Mexico, North Carolina, Oklahoma, South Carolina, South Dakota, Tennessee, Texas, Virginia, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/9/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 2/24/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/11/2003
Series 24
General Securities Principal Examination
Passed 11/3/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Converse TEAM Financial Services, LLCCurrent
4/28/2025 – Wichita, KS
Raymond James Financial Services Advisors, IncCurrent
1/2/2009 – Wichita, KS
Keating Financial Advisory Services
10/18/2007 – 6/23/2025Manhattan, KS
Raymond James Financial Services
3/17/2005 – 1/2/2009Wichita, KS

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Raymond James Financial Services
    Jan 2003 – no end date reportedWichita, KS
  2. Keating Financial Advisory Services, Inc.
    Oct 2007 – Apr 2025Manhattan, KS
  3. Raymond James Financial Services Advisors, Inc
    Jan 2009 – no end date reportedWichita, KS
  4. Converse Financial Advisory, Inc.
    Apr 2008 – Oct 2018Wichita, KS
  5. MIKE Converse
    Jul 2015 – Nov 2019Wichita, KS
  6. Converse Financial Advisory, Inc Converse Team Financial Servic
    Jan 2008 – Apr 2024Wichita, KS
  7. Converse Financial Advisory Inc
    Oct 2018 – Apr 2024Wichita, KS

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Converse TEAM Financial Services, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.01

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Wichita, KS

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Wayne Converse has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Wayne Converse (Converse TEAM Financial Services)