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Miho Rachel Common

Investment Adviser Representative at Ascend Interplay, LLC

New York, NYCRD #6963090Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Miho Rachel Common is an investment adviser representative with Ascend Interplay, LLC in New York, NY, where they have been registered since 2023. They have worked in the securities industry since 2019 and were previously registered with RBC Capital Markets, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Texas.

Office

363 Lafayette Street, 4th Floor
New York, NY 10012

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/3/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 9/20/2019
Series 79
Investment Banking Registered Representative Examination
Passed 3/15/2022
Series 7
General Securities Representative Examination
Passed 9/16/2019
SIE
Securities Industry Essentials Examination
Passed 9/9/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Ascend Interplay, LLCCurrent
3/3/2023 – New York, NY
RBC Capital Markets, LLC
9/16/2019 – 1/31/2023New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. RBC Capital Markets, LLC.
    Aug 2019 – Dec 2022New York, NY
  2. Brown University
    Sep 2015 – May 2019Providence, RI
  3. RBC Capital Market, LLC
    Jun 2018 – Aug 2018New York, NY
  4. Ascend Interplay LLC
    Jan 2023 – Jun 2025New York, NY
  5. Ascend Interplay LLC
    Jun 2025 – no end date reportedNew York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Ascend Interplay, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small Businesses

Client types the firm serves

High Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
7
Offices listed on AdvisorFinder:
1
Main office:
New York, NY
SEC file number:
801-122766

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 18, 2026

View full firm profile

Other advisors at Ascend Interplay, LLC

6 other advisors in the directory

View Ascend Interplay, LLC firm profile

Similar advisors in New York, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Miho Rachel Common has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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