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Mindy Carr

Investment Adviser Representative at Huntington Financial Advisors

Toledo, OHCRD #4133710Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mindy Carr is an investment adviser representative with Huntington Financial Advisors in Toledo, OH, where they have been registered since 2021. They have worked in the securities industry since 2001 and have been registered with 4 firms, including Fifth Third Securities, Inc. and The Huntington Investment Company. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Ohio.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Ohio
Broker:
1 state or territory

Ohio

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/25/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 9/20/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/13/2000

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Huntington Financial AdvisorsCurrent
7/14/2021 – Toledo, OH
THE Huntington Investment CompanyCurrent
7/14/2021 – Toledo, OH
Fifth Third Securities, Inc.
9/10/2014 – 7/8/2021Toledo, OH
THE Huntington Investment Company
8/7/2007 – 9/12/2014Northwood, OH
National Planning Corporation ("NPC OF America" IN FL & NY)
1/13/2005 – 8/1/2007Monroeville, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Fifth Third Securities
    Sep 2014 – Jul 2021Maumee, OH
  2. The Huntington Investment Company
    Jul 2021 – Feb 2024Columbus, OH
  3. Huntington National Bank
    Feb 2024 – no end date reportedToledo, OH
  4. The Huntington Investment Company
    Feb 2024 – no end date reportedColumbus, OH

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Huntington Financial Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
435
Offices listed on AdvisorFinder:
26
Main office:
Columbus, OH
SEC file number:
801-58015

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 21, 2026

View full firm profile

Other advisors at Huntington Financial Advisors

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View Huntington Financial Advisors firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mindy Carr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Mindy Carr (Huntington Financial Advisors) - Advisor Profile