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Mitchell Lawrence Sands

Investment Adviser Representative at EMERSON EQUITY LLC

Walnut Creek, CACRD #6387248Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
17 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mitchell Lawrence Sands has worked in the securities industry since 2014. They are registered to provide investment advisory services in 17 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
ArizonaCaliforniaColoradoFloridaIllinoisMassachusettsMichiganNebraskaNevadaNew JerseyNew YorkNorth CarolinaOregonSouth DakotaTexasUtahWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/28/2019
Series 65
Uniform Investment Adviser Law Examination
Passed 8/23/2013
Series 7
General Securities Representative Examination
Passed 9/21/2019
SIE
Securities Industry Essentials Examination
Passed 8/12/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CATALYST PRIVATE WEALTH, LLCCurrent
10/1/2019Walnut Creek, CA
EMERSON EQUITY LLC
9/18/20199/12/2022San Mateo, CA
MUTUAL ADVISORS, LLC
1/8/20189/30/2019San Francisco, CA
CLEARPATH CAPITAL PARTNERS LLC
8/21/20144/4/2018San Francisco, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mitchell Lawrence Sands has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mitchell Lawrence Sands - Financial Advisor in Walnut Creek, CA | AdvisorFinder