Mitchell Ryan Roth
Investment Adviser Representative at Sovran Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mitchell Ryan Roth is an investment adviser representative with Sovran Advisors, LLC in Dallas, NC, where they have been registered since 2026. They have worked in the securities industry since 2018 and have been registered with 5 firms, including Vanguard Advisers, Inc. and LPL Financial LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
12 states and territories
California, Florida, Georgia, Illinois, Iowa, Minnesota, Nevada, North Carolina, Pennsylvania, South Carolina, Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameriprise Financial Services incJul 2018 – Apr 2020Las Vegas, NV
- Adamantine Spine MovingMay 2018 – Jun 2018Iowa City, IA
- Western Illinois UniversityAug 2017 – May 2018Macomb, IL
- Adamantine Spine MovingMay 2017 – Jul 2017Iowa City, IA
- Western Illinois UniversityAug 2016 – May 2017Macomb, IL
- AXA Advisors, LLCMay 2020 – Jun 2020New York, NY
- Equitable Advisors, LLCMay 2020 – Dec 2021New York, NY
- LPL Financial LLCDec 2021 – Oct 2022Las Vegas, NV
- THE Vanguard Group, Inc.Nov 2022 – Apr 2026Charlotte, NC
- Cetera Wealth Services, LLCApr 2026 – no end date reportedEl Segundo, CA
- Sovran Advisors, LLCApr 2026 – no end date reportedDallas, NC
- Aimpoint Wealth ManagementApr 2026 – no end date reportedEl Segundo, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Sovran Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 68
- Offices listed on AdvisorFinder:
- 4
- Main office:
- San Diego, CA
- SEC file number:
- 801-129342
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 14, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mitchell Ryan Roth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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