Monique Nicole Ray
Investment Adviser Representative at IEQ Capital, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Monique Nicole Ray is an investment adviser representative with IEQ Capital, LLC in Foster City, CA, where they have been registered since 2024, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in California.
Office
Advisors at this office: 90
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Department of StateJan 2024 – Mar 2024San Francisco, CA
- Alliance BernsteinJan 2022 – Aug 2023San Francisco, CA
- Goldman SachsJun 2021 – Aug 2021San Francisco, CA
- Storefront Political MediaJan 2020 – Jun 2020San Francisco, CA
- Bank of AmericaFeb 2019 – May 2019South San Francisco, CA
- IEQ Capital LLCApr 2024 – no end date reportedFoster City, CA
- South San Francisco City Manager's City Manager's OfficeJun 2018 – Aug 2018South San Francisco, CA
- KumonAug 2017 – Nov 2017South San Francisco, CA
- U.S. House of Representatives | District 14 CaliforniaMay 2017 – Aug 2017Redwood City, CA
- County of San Mateo | Youth CommissionAug 2017 – Jun 2019Redwood City, CA
- ExploratoriumJan 2017 – Jun 2017San Francisco, CA
- California Secretary of StateNov 2016 – Nov 2016South San Francisco, CA
- N/aJun 2014 – Nov 2016South San Francisco, CA
- DiverseVCMay 2020 – Jul 2020San Francisco, CA
- South San Francisco Youth Commission City Manager's OfficeJan 2022 – Oct 2022South San Francisco, CA
- N/aJun 2019 – Jan 2020South San Francisco, CA
- N/aAug 2018 – Feb 2019South San Francisco, CA
- N/aJul 2020 – Jun 2021South San Francisco, CA
- N/aAug 2021 – Jan 2022South San Francisco, CA
- N/aAug 2023 – Jan 2024South San Francisco, CA
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About IEQ Capital, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 182
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Foster City, CA
- SEC file number:
- 801-115278
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 9, 2026
View full firm profileOther advisors at IEQ Capital, LLC
Showing 12 of 182 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Monique Nicole Ray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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