Morgan R Allen
Investment Adviser Representative at BEAU Morgan Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Morgan R. Allen is an investment adviser representative with BEAU Morgan Advisors in Pittsford, NY, where they have been registered since 2025. They have worked in the securities industry since 2021 and have been registered with 3 firms, including Stratos Wealth Advisors LLC and Capitol Securities Management, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Charles Schwab & Co., IncSep 2015 – Apr 2017Phoenix, AZ
- USAA Financial Advisors, Inc.Mar 2019 – May 2019Phoenix, AZ
- Capitol Securities Management, Inc.Aug 2021 – Jun 2024Rochester, NY
- UnemployedMay 2019 – Aug 2021Ontario, NY
- UnemployedApr 2017 – Mar 2019Ontario, NY
- Stratos Wealth Advisors, LLCJul 2024 – Mar 2025Rochester, NY
- Beau Morgan AdvisorsApr 2025 – Jul 2026Pittsford, NY
- UnemployedApr 2023 – Apr 2024Ontario, NY
- InvessentJul 2024 – Mar 2025Ontario, NY
- Capitol Securities Management, Inc.Jul 2026 – no end date reportedRochester, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About BEAU Morgan Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Subscription fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Pittsford, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Morgan R Allen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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