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Moyosola David Olawale Aina

Investment Adviser Representative at Vanguard Advisers, Inc.

Charlotte, NCCRD #8030309Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Moyosola David Olawale Aina is an investment adviser representative with Vanguard Advisers, Inc. in Charlotte, NC, where they have been registered since 2025, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina and Texas.

Office

1030 Admiral Nelson Ct
Charlotte, NC 28262

Advisors at this office: 661

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
North Carolina, Texas
Broker:
47 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Michigan, Minnesota, Mississippi, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/23/2024
Series 65
Uniform Investment Adviser Law Examination
Passed 9/11/2024
Series 7
General Securities Representative Examination
Passed 4/22/2025
SIE
Securities Industry Essentials Examination
Passed 7/5/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Vanguard Advisers, Inc.Current
4/25/2025 – Charlotte, NC
Vanguard Marketing CorporationCurrent
4/22/2025 – Highpoint, NC

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Vangaurd Marketing Corporation
    Mar 2025 – no end date reportedCharlotte, NC
  2. THE Vanguard Group, Inc.
    Mar 2025 – no end date reportedCharlotte, NC
  3. Self-employed
    Feb 2023 – Oct 2023Greensboro, NC
  4. Self-employed
    Jan 2018 – Feb 2021Meriden, CT
  5. Corporate Concepts Consulting
    Jul 2018 – Sep 2018Port Chester, NY
  6. University OF Bridgeport
    Jan 2018 – Dec 2019Bridgeport, CT
  7. Motif-glitz Ventures
    Jun 2014 – Dec 2017Ado-ekiti
  8. Toppers LLC
    Feb 2021 – Dec 2022Meriden, CT
  9. Self-employed
    Oct 2023 – Aug 2024Raleigh, NC
  10. Self-employed
    Aug 2024 – Mar 2025Raleigh, NC
  11. Self-employed
    May 2021 – Jan 2022Meriden, CT
  12. Self-employed
    Jul 2024 – Sep 2024Raleigh, NC
  13. Self-employed
    Mar 2024 – Jan 2025Raleigh, NC
  14. TJX Companies AKA Marshalls
    Mar 2024 – May 2024Raleigh, NC
  15. Self-employed
    Jan 2021 – Dec 2021Hamden, CT
  16. Self-employed
    Jul 2024 – Jan 2025Raleigh, NC
  17. Toppers LLC
    Feb 2021 – no end date reportedMeriden, CT
  18. BOAZ Capital LLC
    Feb 2026 – no end date reportedRaleigh, NC
  19. Vanguard Advisers, Inc.
    Apr 2025 – no end date reportedCharlotte, NC

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Vanguard Advisers, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesOther Investment Advisers

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,379
Offices listed on AdvisorFinder:
4
Main office:
Malvern, PA
SEC file number:
801-49601

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 24, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Moyosola David Olawale Aina has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Moyosola David Olawale Aina (Vanguard Advisers)