AdFi
MA

Murray Alan Cleaner

Investment Adviser Representative at Morningstar Investment Management LLC

Rocklin, CACRD #1672165Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Murray Alan Cleaner is an investment adviser representative with Morningstar Investment Management LLC in Rocklin, CA, where they have been registered since 2023. They have worked in the securities industry since 1993 and have been registered with 9 firms, including Morningstar Investment Services LLC and MML Distributors, LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California and Illinois.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Illinois

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/15/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 7/15/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/10/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/29/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/6/1988
Series 24
General Securities Principal Examination
Passed 6/18/1999

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Morningstar Investment Management LLCCurrent
8/11/2023 – Rocklin, CA
Morningstar Investment Services LLC
8/10/2023 – 6/16/2025Chicago, IL
MML Distributors, LLC
1/15/2021 – 12/14/2022Springfield, MA
LORD Abbett Distributor LLC
7/5/2018 – 12/7/2020Jersey City, NJ
MFS FUND Distributors, Inc.
12/14/2011 – 1/31/2018Boston, MA
Fidelity Investments Institutional Services Company, Inc.
1/9/2004 – 10/6/2011Smithfield, RI
Franklin/templeton Distributors, Inc.
11/30/1994 – 10/14/2003San Mateo, CA
Templeton/franklin Investment Services,inc.
9/16/1994 – 10/4/1994San Mateo, CA
Franklin/templeton Distributors, Inc.
6/30/1993 – 9/16/1994San Mateo, CA
Franklin Distributors, Inc.
5/5/1988 – 5/29/1990San Mateo, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. MFS FUND Distributors, Inc.
    Dec 2011 – Jan 2018Boston, MA
  2. Unemployed
    Feb 2018 – May 2018Rocklin, CA
  3. Lord, Abbett & Co.
    Jun 2018 – Dec 2020Jersey City, NJ
  4. MassMutual
    Dec 2020 – Dec 2022Springfield, MA
  5. MML Distributors, LLC
    Jan 2021 – Dec 2022Rocklin, CA
  6. Morningstar Investment Management LLC
    Apr 2023 – no end date reportedChicago, IL
  7. Unemployed
    Dec 2022 – Mar 2023Rocklin, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Morningstar Investment Management LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPooled VehiclesPension/Profit SharingOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
26
Offices listed on AdvisorFinder:
1
Main office:
Chicago, IL
SEC file number:
801-56896

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 18, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Murray Alan Cleaner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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