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Namik Beganovic

Investment Adviser Representative at RBC Rochdale, LLC

Beverly Hills, CACRD #6250422Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Namik Beganovic is an investment adviser representative with RBC Rochdale, LLC in Beverly Hills, CA, where they have been registered since 2024. They have worked in the securities industry since 2017 and have been registered with 3 firms, including Morgan Stanley and UBS Financial Services Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.

Office

400 N Roxbury Dr, 6th Floor
Beverly Hills, CA 90210

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
1 state or territory

California

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/28/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/8/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

RBC Rochdale, LLCCurrent
1/29/2024 – Beverly Hills, CA
CNR Securities, LLCCurrent
1/26/2024 – Los Angeles, CA
Morgan Stanley
10/14/2016 – 4/19/2022Chicago, IL
UBS Financial Services Inc.
12/28/2015 – 10/25/2016Oakbrook Terrace, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Morgan Stanley
    Oct 2016 – Apr 2022Chicago, IL
  2. CNR Securities, LLC
    Jan 2024 – no end date reportedBeverly Hills, CA
  3. Cortland Valuation Group, Inc
    Apr 2022 – Apr 2023San Diego, CA
  4. N/a
    May 2023 – Dec 2023San Diego, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About RBC Rochdale, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Firm account minimum
$1,000,000 (waivable)
Firm's annual rate schedule by assets
  • First $2,000,0001.00%
  • Next $3,000,0000.80%
  • Next $5,000,0000.60%
  • $10,000,000 and above0.50%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
121
Offices listed on AdvisorFinder:
10
Main office:
New York, NY
SEC file number:
801-27265

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 10, 2026

View full firm profile

Other advisors at RBC Rochdale, LLC

Showing 12 of 121 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Namik Beganovic has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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