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Nathan Ellis Rhees

Investment Adviser Representative at STERLING CAPITAL MANAGEMENT LLC

Charlotte, NCCRD #4085346Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
North CarolinaUtah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/18/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 1/21/2000
Series 7
General Securities Representative Examination
Passed 1/24/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/21/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Sterling Capital Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STERLING CAPITAL MANAGEMENT LLCCurrent
9/24/2025Charlotte, NC
ALTA CAPITAL MANAGEMENT LLC
9/19/20148/7/2025Salt Lake City, UT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nathan Ellis Rhees has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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