AdFi
OC

Orton Chen

Investment Adviser Representative at STERLING CAPITAL MANAGEMENT LLC

Charlotte, NCCRD #3049077Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/11/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 2/4/2005
Series 86
Research Analyst Exam - Part I Analysis Module
Passed 10/21/2004
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 10/14/2004
Series 7
General Securities Representative Examination
Passed 8/18/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Sterling Capital Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STERLING CAPITAL MANAGEMENT LLCCurrent
3/3/2022Charlotte, NC
WEDGE CAPITAL MANAGEMENT LLP
4/24/201910/1/2019Charlotte, NC
WEDGE CAPITAL MANAGEMENT LLP
10/4/20133/29/2019Charlotte, NC
PINNACLE ASSOCIATES, LTD.
1/14/20086/11/2009New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at STERLING CAPITAL MANAGEMENT LLC

Showing 12 of 34 in the directory

View STERLING CAPITAL MANAGEMENT LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Orton Chen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched