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Nathan James Ahlberg

Investment Adviser Representative at PROSPERITY - AN EISNERAMPER COMPANY

MINNEAPOLIS, MNCRD #4934866Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
8 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
CaliforniaFloridaMinnesotaNew JerseyOhioSouth CarolinaTexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/18/2022
Series 66
Uniform Combined State Law Examination
Passed 9/25/2014
Series 24
General Securities Principal Examination
Passed 9/27/2010
Series 7TO
General Securities Representative Examination
Passed 12/17/2021
Series 7
General Securities Representative Examination
Passed 1/24/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

PROSPERITY - AN EISNERAMPER COMPANY Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DAI SECURITIES, LLCCurrent
12/20/2021 – MINNEAPOLIS, MN
CONCORDE INVESTMENT SERVICES, LLC
7/21/2014 – 11/19/2014Minneapolis, MN
INLAND SECURITIES CORPORATION
3/21/2005 – 5/29/2009OAK BROOK, IL
INDEPENDENCE REALTY SECURITIES, LLC.
1/25/2010 – 8/5/2014MINNEAPOLIS, MN

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nathan James Ahlberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.