Nathan James Stevens
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nathan James Stevens is an investment adviser representative with Charles Schwab & Co., Inc. in Dublin, OH, where they have been registered since 2022. They have worked in the securities industry since 2016 and have been registered with 4 firms, including J.p. Morgan Securities LLC and Wells Fargo Clearing Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Ohio.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
15 states and territories
California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, New York, North Carolina, Ohio, Pennsylvania, South Dakota, Tennessee, Texas, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- PNC InvestmentsJun 2016 – Mar 2017Charlotte, NC
- Costello Real Estate and Investments, LLCMar 2017 – Mar 2018Charlotte, NC
- Wells Fargo, N.A.Mar 2018 – Apr 2020Charlotte, NC
- J.P. MorganApr 2020 – Oct 2022Westerville, OH
- Charles Schwab & Co., Inc.Oct 2022 – no end date reportedDublin, OH
- Charles Schwab Bank, SSBOct 2022 – no end date reportedDublin, OH
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Dublin, OH
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nathan James Stevens has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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