Nathan Quinn O'Leary
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nathan Quinn O'Leary is an investment adviser representative with LPL Financial LLC in Des Moines, WA, where they have been registered since 2021. They have worked in the securities industry since 2008 and have been registered with 4 firms, including Waddell & REED and Waddell & REED, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Washington.
Registrations & licenses
- Investment adviser:
- California, Washington
- Broker:
4 states and territories
California, Oregon, Tennessee, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- RentalDec 1995 – Jul 2021San Diego, CA
- Waddell & REED, IncSep 2013 – Jul 2021Tacoma, WA
- Various Insurance Carriers FOR W & R Insurance AgenciesSep 2013 – Jul 2021Des Moines, WA
- RentalJun 2015 – Aug 2017Burien, WA
- Sherry GowFeb 2016 – Jul 2021Tacoma, WA
- VA Medical CenterJun 2016 – Jul 2021Seattle, WA
- Nathan O'leary Notary PublicJun 2019 – Jul 2021Des Moines, WA
- Burien LionsNov 2020 – Jul 2021Burien, WA
- VA Medical CenterJul 2016 – Jul 2021Lakewood, WA
- Shift4 Strategies, LLCMay 2021 – Jul 2021Tacoma, WA
- Shift4 Strategies, LLCMay 2021 – Jul 2021Tacoma, WA
- LPL Financial LLCJul 2021 – no end date reportedTacoma, WA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nathan Quinn O'Leary has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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