Nathan R Derks
Investment Adviser Representative at Landolt Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nathan R. Derks is an investment adviser representative with Landolt Securities, Inc. in West Bend, WI, where they have been registered since 2017. They have worked in the securities industry since 2010 and have been registered with 4 firms, including IC Advisory Services, Inc. and Amerivest Investment Management, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Wisconsin.
Registrations & licenses
- Investment adviser:
- Wisconsin
- Broker:
9 states and territories
Arizona, Colorado, Florida, Illinois, Michigan, Minnesota, Missouri, South Carolina, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- THE Investment Center IncApr 2013 – Sep 2017Pewaukee, WI
- IC Advisory Services IncApr 2013 – Sep 2017Pewaukee, WI
- Landolt Securities, Inc.Sep 2017 – no end date reportedAntioch, IL
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Landolt Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First $1,000,0002.00%
- $1,000,001 to $5,000,0001.75%
- Over $5,000,0001.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment advice and service in stocks, bonds (U.S. Gov't, corporate, and tax-free municipal), CDs, mutual funds, IRAs, options, fee-based asset management, 401K plans, 403B plans, retirement plans, insurance products (fixed and variable annuities), and alternative investments.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 15
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Lake Bluff, IL
- Founded:
- 1989
- SEC file number:
- 801-135200
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 29, 2026
View full firm profileOther advisors at Landolt Securities, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nathan R Derks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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