Nathaniel Tjoa
Investment Adviser Representative at Transamerica Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nathaniel Tjoa is an investment adviser representative with Transamerica Financial Advisors, LLC in San Jose, CA, where they have been registered since 2024. They have worked in the securities industry since 2003 and have been registered with 3 firms, including M Holdings Securities, Inc. and Foresters Advisory Services, LLC. They have passed 9 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California, Iowa, and Pennsylvania.
Registrations & licenses
- Investment adviser:
- California, Iowa, Pennsylvania
- Broker:
4 states and territories
California, Iowa, Pennsylvania, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Foresters Financial ServicesJan 2014 – Jan 2017New York, NY
- Foresters Advisory Services, LLCJan 2014 – Oct 2019New York, NY
- Foresters Financial ServicesJan 2017 – Dec 2018New York, NY
- Foresters Financial ServicesDec 2018 – Oct 2019New York, NY
- UnemployedOct 2019 – Mar 2020New York, NY
- Transamerica Financial Advisors, IncAug 2024 – no end date reportedCedar Rapids, IA
- WfgiaAug 2024 – no end date reportedCedar Rapids, IA
- M FinancialMar 2020 – Aug 2024Portland, OR
- Foresters FinancialJun 2003 – Oct 2019New York, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,109
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-38618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Transamerica Financial Advisors, LLC
Showing 12 of 1,109 in the directory
Similar advisors in San Jose, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nathaniel Tjoa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched