Neil Colman Conway
Investment Adviser Representative at PGIM Investments LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Neil Colman Conway is an investment adviser representative with PGIM Investments LLC in Walnut Creek, CA, where they have been registered since 2022. They have worked in the securities industry since 2018 and have been registered with 3 firms, including JOHN Hancock Investment Management LLC and Manulife Asset Management (US) LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
12 states and territories
Arizona, California, Connecticut, Florida, Georgia, Idaho, Nevada, New Jersey, Oregon, Texas, Utah, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JOHN HancockJun 2018 – Aug 2022Boston, MA
- JOHN Hancock Funds LLCJun 2018 – Aug 2022Boston, MA
- Hamilton CollegeAug 2014 – May 2018Clinton, NY
- JOHN Hancock Advisers, LLCOct 2020 – Aug 2022Boston, MA
- Prudential Investment Management Services, LLCAug 2022 – no end date reportedWalnut Creek, CA
- PGIM, Inc.Aug 2022 – no end date reportedWalnut Creek, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About PGIM Investments LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Walnut Creek, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Neil Colman Conway has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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