Nicholas Adam Springer
Investment Adviser Representative at MWA Financial Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Adam Springer is an investment adviser representative with MWA Financial Services, Inc. in Maumee, OH, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Northwestern Mutual Investment Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Nebraska and Ohio.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Nebraska, Ohio
- Broker:
11 states and territories
Arizona, Colorado, Florida, Georgia, Illinois, Indiana, Michigan, Nebraska, Ohio, South Carolina, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Teleperformance USASep 2005 – Feb 2023Salt Lake City, UT
- Northwestern Mutual Life Insurance CompanyFeb 2023 – Sep 2024Milwaukee, WI
- Northwestern Mutual Investment Services LLCFeb 2024 – Sep 2024Toledo, OH
- Freelance WriterApr 2023 – Sep 2024Perrysburg, OH
- Northwestern Mutual Wealth Management CompanyJun 2024 – Sep 2024Milwaukee, WI
- Modern Woodmen of AmericaOct 2024 – no end date reportedRock Island, IL
- MWA Financial Services Inc.Oct 2024 – no end date reportedRock Island, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MWA Financial Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $50,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 202
- Offices listed on AdvisorFinder:
- 23
- Main office:
- Rock Island, IL
- SEC file number:
- 801-107091
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 1, 2026
View full firm profileOther advisors at MWA Financial Services, Inc.
Showing 12 of 202 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Adam Springer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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