Nicholas Agostino
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Agostino is an investment adviser representative with Cetera Investment Advisers LLC in Davie, FL, where they have been registered since 2023. They have worked in the securities industry since 2011 and have been registered with 4 firms, including Cetera Advisor Networks LLC and Summit Financial Group Inc. They have passed 8 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Florida, Georgia, and Texas.
Registrations & licenses
- Investment adviser:
- Florida, Georgia, Texas
- Broker:
3 states and territories
Florida, Georgia, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Summit Brokerage Services IncJun 2015 – Sep 2019Boca Raton, FL
- Summit Financial GroupJun 2015 – May 2021Boca Raton, FL
- Cetera Investment Advisors LLCMar 2016 – no end date reportedSchaumburg, IL
- Cetera Wealth Services, LLCJun 2015 – no end date reportedEl Segundo, CA
- Cetera Advisors LLCJun 2021 – no end date reportedSt Cloud, MN
- Cetera Financial Specialists LLCJun 2021 – no end date reportedSchaumburg, IL
- First Allied Securities, Inc.Jun 2021 – Sep 2022San Diego, CA
- Cetera Investment Services LLCJun 2021 – no end date reportedSt Cloud, MN
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Agostino has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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