Nicholas Anthony Tan
Investment Adviser Representative at Goldman Sachs Wealth Services, L.P.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Anthony Tan is an investment adviser representative with Goldman Sachs Wealth Services, L.P. in Newport Beach, CA, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 145
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
2 states and territories
California, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Goldman Sachs & CO.LLCJul 2025 – no end date reportedNew York, NY
- Goldman SachsJun 2024 – Aug 2024Newport Beach, CA
- Bank of New York MellonJun 2023 – Aug 2023New York City, NY
- University of California, San DiegoSep 2021 – Jun 2023La Jolla, CA
- University of California, San DiegoSep 2023 – Jun 2024La Jolla, CA
- UnemployedAug 2023 – Sep 2023San Diego, CA
- University of California, San DiegoSep 2024 – Jun 2025La Jolla, CA
- UnemployedAug 2024 – Sep 2024San Diego, CA
- UnemployedJun 2025 – Jul 2025Tustin, CA
- Elementary/Middle/High SchoolAug 2010 – Jun 2021Eastvale, CA
- UnemployedJun 2021 – Sep 2021Eastvale, CA
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Goldman Sachs Wealth Services, L.P.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Subscription fee
- Firm account minimum
- $500,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,083
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Cohoes, NY
- SEC file number:
- 801-48238
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 15, 2026
View full firm profileOther advisors at Goldman Sachs Wealth Services, L.P.
Showing 12 of 1,083 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Anthony Tan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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