AdFi
NA

Nicholas Antonio Lopez

Investment Adviser Representative at RETIREMENT PLANNERS OF AMERICA

Plano, TXCRD #6681813Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Nicholas Antonio Lopez has worked in the securities industry since 2019. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/29/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 7/2/2018
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/31/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Retirement Planners OF America Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RETIREMENT PLANNERS OF AMERICACurrent
12/15/2025Plano, TX
COPPELL ADVISORY SOLUTIONS LLC
8/14/202512/9/2025Southlake, TX
TRIAD WEALTH PARTNERS, LLC
10/29/202511/25/2025Southlake, TX
RETIREMENT PLANNERS OF AMERICA
4/24/20238/28/2024Plano, TX
FISHER INVESTMENTS
10/29/20214/18/2023Plano, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RETIREMENT PLANNERS OF AMERICA

Showing 12 of 35 in the directory

View RETIREMENT PLANNERS OF AMERICA firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Antonio Lopez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Nicholas Antonio Lopez - Financial Advisor in Plano, TX | AdvisorFinder