Nicholas Antonio Lopez
Investment Adviser Representative at Retirement Planners OF America
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Antonio Lopez is an investment adviser representative with Retirement Planners of America in Plano, TX, where they have been registered since 2025. They have worked in the securities industry since 2019 and have been registered with 4 firms, including Coppell Advisory Solutions LLC and Triad Wealth Partners, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 18
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NYLife Securities LLCJul 2016 – Jul 2017Waltham, MA
- New York Life Insurance CoJul 2016 – Jul 2017Waltham, MA
- Citizens Securities, IncMar 2018 – Apr 2019Jamaica Plain, MA
- Citizens Securities, INCApr 2018 – Apr 2019Jamaica Plain, MA
- Social Biz LabSep 2017 – Mar 2018Lawrence, MA
- Choice FitnessNov 2017 – Mar 2018Lawrence, MA
- JPMorgan Chase Bank, N.A.Apr 2019 – Sep 2021Watertown, MA
- J.P. Morgan Securities LLCApr 2019 – Sep 2021Watertown, MA
- UnemployedAug 2017 – Aug 2017Lawrence, MA
- TuroApr 2021 – Jul 2021Woburn, MA
- Fisher InvestmentsSep 2021 – Apr 2023Plano, TX
- Retirement Planners of AmericaApr 2023 – Sep 2024Plano, TX
- Coppell Advisory SolutionsAug 2025 – Dec 2025Coppell, TX
- UnemployedOct 2024 – Jul 2025Richardson, TX
- Sullivan Financial PartnersAug 2025 – Dec 2025Southlake, TX
- Triad Wealth PartnersOct 2025 – Dec 2025Lawrence, KS
- Retirement Planners of AmericaDec 2025 – no end date reportedPlano, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Retirement Planners OF America
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning, investment management, Social Security planning, income tax planning, 401(k) diversification, Medicare planning, insurance, estate planning, Retirement Cashflow Plan (RCFP) creation, and risk assessment.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 35
- Offices listed on AdvisorFinder:
- 14
- Main office:
- Plano, TX
- SEC file number:
- 801-72262
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Retirement Planners OF America
Showing 12 of 35 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Antonio Lopez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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