Nicholas Antonio Rivera
Investment Adviser Representative at Mosley Wealth Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Antonio Rivera is an investment adviser representative with Mosley Wealth Management, Inc. in Anaheim, CA, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with First Command Advisory Services. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in California.
Office
Advisors at this office: 13
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- First Command Brokerage Services, IncSep 2023 – Apr 2024Fort Worth, TX
- Lincoln Financial AdvisorsMay 2022 – Sep 2023La Jolla, CA
- UndergraduateAug 2018 – May 2022San Diego, CA
- UnemployedNov 2017 – Jul 2018Huron, OH
- U.S. Forest ServiceMay 2017 – Oct 2017Avery, ID
- UndergradJan 2017 – May 2017San Diego, CA
- UnemployedNov 2016 – Dec 2016Huron, OH
- First Command Brokerage Services, IncApr 2024 – Feb 2025Fort Worth, TX
- First Command Advisory Services , IncApr 2024 – Feb 2025Fort Worth, TX
- First Command Insurance Services , Inc.Apr 2024 – Feb 2025Fort Worth, TX
- Mosley Wealth ManagementMar 2025 – no end date reportedAnaheim, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Mosley Wealth Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 14
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Anaheim, CA
- SEC file number:
- 801-129053
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Mosley Wealth Management, Inc.
Showing 12 of 14 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Antonio Rivera has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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