Nicholas Carbone
Investment Adviser Representative at Belpointe Asset Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Carbone is an investment adviser representative with Belpointe Asset Management LLC in Woburn, MA, where they have been registered since 2023. They have worked in the securities industry since 2019 and were previously registered with MML Investors Services, LLC. They have passed 3 industry qualification exams, including the Series 63 (state securities agent) and Series 6 (investment company and variable products). They are registered to provide investment advice in Massachusetts.
Registrations & licenses
- Investment adviser:
- Massachusetts
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mass Mutual Life Insurance CompanyApr 2019 – Sep 2023Boston, MA
- MML Investors Services, LLCMay 2019 – Sep 2023Boston, MA
- Trident FisheriesSep 2015 – Feb 2018Portsmouth, RI
- DynatraceFeb 2018 – Jun 2019Waltham, MA
- Belpointe Asset Management, LLCOct 2023 – no end date reportedReno, NV
- Independent AgentOct 2023 – no end date reportedWoburn, MA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Belpointe Asset Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 169
- Offices listed on AdvisorFinder:
- 23
- Main office:
- Reno, NV
- SEC file number:
- 801-69329
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 13, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Carbone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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