Nicholas E. Gonzalez
Investment Adviser Representative at Strategic Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas E. Gonzalez is an investment adviser representative with Strategic Advisers LLC in Sugar Land, TX, where they have been registered since 2025. They have worked in the securities industry since 2019 and have been registered with 6 firms, including Granite Harbor Advisors, Inc. and J.p. Morgan Securities LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 37
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
4 states and territories
Massachusetts, Texas, Utah, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Maxim Group LLCNov 2017 – Feb 2019New York, NY
- Tiffany & CompanyOct 2016 – Sep 2017New York, NY
- H.c. Wainwright & Co LLCMar 2019 – Apr 2019New York, NY
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2020 – Mar 2021New York, NY
- UnemployedMay 2019 – Dec 2019Hillsborough, NJ
- BANK OF America NAJan 2020 – Mar 2021New York, NY
- UBS Financial Services IncMar 2021 – Oct 2022New York, NY
- Jpmorgan Chase BANK NAOct 2022 – Feb 2024Greenvale, NY
- Jpmorgan Securities LLCOct 2022 – Feb 2024Greenvale, NY
- UnemployedOct 2017 – Oct 2017Springfield, NJ
- Granite Harbor Advisors, Inc.Mar 2024 – Feb 2025Houston, TX
- Fidelity InvestmentsSep 2025 – no end date reportedSugar Land, TX
- UnemployedMar 2025 – Aug 2025Houston, TX
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Strategic Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 17,064
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Boston, MA
- SEC file number:
- 801-13243
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Strategic Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas E. Gonzalez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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