Nicholas Estey
Investment Adviser Representative at Goelzer Investment Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Estey is an investment adviser representative with Goelzer Investment Management in Carmel, IN, where they have been registered since 2024. They have worked in the securities industry since 2016 and have been registered with 4 firms, including Cetera Investment Advisers LLC and Northwestern Mutual Investment Services,llc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Indiana, Massachusetts, and Texas.
Office
Advisors at this office: 23
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Indiana, Massachusetts, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mark WiseAug 2019 – Oct 2019Indianapolis, IN
- Mariner Wealth AdvisorsJan 2019 – Jul 2019Indianapolis, IN
- Capitas FinancialJan 2014 – Dec 2018Indianapolis, IN
- UnemployedJul 2019 – Aug 2019Indianapolis, IN
- Circle City Lacrosse LLCAug 2015 – no end date reportedIndianapolis, IN
- The Leaders Group IncJan 2015 – Dec 2018Littleton, CO
- Brebeuf JesuitSep 2013 – no end date reportedIndianapolis, IN
- Mark WiseOct 2019 – Oct 2020Indianapolis, IN
- Northwestern Mutual Investment Services LLCOct 2019 – Oct 2020Indianapolis, IN
- First Allied Securities, IncOct 2020 – Sep 2022San Diego, CA
- First Allied Advisory Services, Inc.Jan 2022 – Sep 2022Schaumburg, IL
- Cetera Advisors LLCSep 2022 – Nov 2023Indianapolis, IN
- Goelzer Investment Management, Inc.Nov 2023 – no end date reportedIndianapolis, IN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Goelzer Investment Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $1,000,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 23
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Carmel, IN
- SEC file number:
- 801-55588
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 1, 2026
View full firm profileOther advisors at Goelzer Investment Management
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Estey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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