Nicholas J Urban
Investment Adviser Representative at Waldron Private Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas J. Urban is an investment adviser representative with Waldron Private Wealth in Plymouth, MI, where they have been registered since 2023. They have worked in the securities industry since 2019 and were previously registered with CG Advisory Services. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Michigan and Pennsylvania.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Michigan, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Geneos Wealth ManagementAug 2019 – Nov 2019Ann Arbor, MI
- Advanced Wealth StrategiesAug 2019 – Nov 2019Ann Arbor, MI
- Central Michigan UniversityAug 2015 – May 2019Mount Pleasant, MI
- Geneos Wealth Management IncNov 2019 – Feb 2023Ann Arbor, MI
- Advanced Wealth StrategiesNov 2019 – Feb 2023Ann Arbor, MI
- Capital Asset Advisory ServicesNov 2019 – Feb 2023Ann Arbor, MI
- Merrill Lynch Wealth Management - Kulhavi Wealth Management TeamMay 2018 – Aug 2018Farmington Hills, MI
- Financial Independents IncMay 2017 – Aug 2017Lansing, MI
- Waldron Private Wealth, LLCFeb 2023 – Dec 2024Plymouth, MI
- Waldron Private Wealth, LLCDec 2024 – Sep 2025Plymouth, MI
- Waldron Private Wealth, LLCSep 2025 – no end date reportedPlymouth, MI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Waldron Private Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 44
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Bridgeville, PA
- SEC file number:
- 801-77628
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Waldron Private Wealth
Showing 12 of 44 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas J Urban has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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