Nicholas Jacob Lin
Investment Adviser Representative at ARTA Finance
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Jacob Lin is an investment adviser representative with ARTA Finance in Brooklyn, NY, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Charles Schwab & Co., Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California, Delaware, New York, and South Dakota.
Registrations & licenses
- Investment adviser:
- California, Delaware, New York, South Dakota
- Broker:
2 states and territories
California, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Charles Schwab & Co., Inc.Jun 2022 – Feb 2025Menlo Park, CA
- Charles Schwab Bank, SSBJun 2022 – Feb 2025Menlo Park, CA
- Arbo WorksJan 2022 – May 2022Mountain View, CA
- Socotra CapitalJun 2021 – Aug 2021Sacramento, CA
- FlyHigh TalentAug 2019 – Sep 2019Santa Clara, CA
- Sacred Heart SchoolsJun 2012 – Sep 2018Atherton, CA
- Santa Clara UniversitySep 2018 – Jun 2022Santa Clara, CA
- Arta Finance Inc.Dec 2025 – no end date reportedMountainview, CA
- Arta Wealth Management LLCDec 2025 – no end date reportedMountainview, CA
- Independent StudyMar 2025 – Dec 2025Brooklyn, NY
- Simplicity InvestmentsJul 2026 – no end date reportedSummit, NJ
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ARTA Finance
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Mountain View, CA
- SEC file number:
- 801-123662
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 25, 2026
View full firm profileOther advisors at ARTA Finance
2 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Jacob Lin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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