Nicholas Jay Sheridan
Investment Adviser Representative at MMA Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Jay Sheridan is an investment adviser representative with MMA Securities LLC in New York, NY, where they have been registered since 2024. They have worked in the securities industry since 2019 and were previously registered with Kestra Investment Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Connecticut.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut
- Broker:
7 states and territories
Connecticut, Maine, Massachusetts, New Hampshire, New Jersey, New York, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NFPAug 2019 – Feb 2024340 Madison Ave 20th floor, NY
- TransamericaApr 2017 – Jul 2019Harrison, NY
- Table 9May 2016 – Apr 2017Cortlandt Manor, NY
- Orange County Pools and SpasMay 2016 – Apr 2017Mohegan Lake, NY
- Kestra Investment Services, LLCNov 2019 – Feb 2024New York, NY
- MMA Securities LLCFeb 2024 – no end date reportedNew York, NY
- Marsh McLennan AgencyFeb 2024 – no end date reportedNew York, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MMA Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Commissions
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Jay Sheridan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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