Nicholas John Falzarano
Investment Adviser Representative at Fisher Investments
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas John Falzarano is an investment adviser representative with Fisher Investments in Tampa, FL, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Florida Financial Advisors, LLC. They have passed 3 industry qualification exams, including the Series 65 (investment adviser) and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida and Texas.
Office
Advisors at this office: 224
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Florida Financial AdvisorsJul 2024 – Jan 2026Orlando, FL
- Frontline InsuranceJun 2023 – Aug 2023Heathrow, FL
- Florida Sealcoating LLCNov 2019 – Dec 2019Sanford, FL
- Paradies and CompanyJun 2018 – Aug 2018Sanford, FL
- Florida State UniversityAug 2023 – Dec 2023Tallahassee, FL
- Florida State UniversityJan 2020 – May 2023Tallahassee, FL
- Lake Mary High SchoolSep 2018 – Oct 2019Lake Mary, FL
- Markham Woods Middle School / Lake Mary High SchoolJun 2013 – May 2018Lake Mary, FL
- UnemployedJan 2024 – Jun 2024Longwood, FL
- Trinity Wealth Securities, LLCApr 2025 – Jan 2026Orlando, FL
- Fisher InvestmentsFeb 2026 – no end date reportedTampa, FL
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Fisher Investments
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,824
- Offices listed on AdvisorFinder:
- 15
- Main office:
- Plano, TX
- SEC file number:
- 801-29362
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 2, 2026
View full firm profileOther advisors at Fisher Investments
Showing 12 of 2,824 in the directory
Similar advisors in Tampa, FL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas John Falzarano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched