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Nicholas Jones

Investment Adviser Representative at CREWE ADVISORS

Salt Lake City, UTCRD #6907025Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Utah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/9/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 10/20/2020
Series 79
Investment Banking Registered Representative Examination
Passed 10/27/2020
SIE
Securities Industry Essentials Examination
Passed 9/2/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.20%
$1,000,001 - $5,000,0001.00%
$5,000,001 and above0.90%
Account minimum: $2,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Crewe Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CREWE ADVISORSCurrent
5/12/2025Salt Lake City, UT
HOULIHAN LOKEY CAPITAL, INC.
7/5/202211/5/2024Los Angeles, CA
PIPER SANDLER & CO.
9/27/20216/21/2022Houston, TX
CITIGROUP GLOBAL MARKETS INC.
10/28/20202/23/2021San Francisco, CA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Jones has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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