Nicholas Leon Roberts
Investment Adviser Representative at State FARM Investment Management Corp.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Leon Roberts is an investment adviser representative with State FARM Investment Management Corp. in Weston, WV, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with Cambridge Investment Research Advisors, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in West Virginia.
Registrations & licenses
- Investment adviser:
- West Virginia
- Broker:
1 state or territory
West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Equitable Advisors, LLCJun 2023 – Nov 2024New York, NY
- Bob EvansOct 2021 – Sep 2023Bridgeport, WV
- The Wonder BarJun 2023 – Sep 2023Clarksburg, WV
- Salem Correctional CenterApr 2019 – Nov 2021Industrial, WV
- Cornerstone CafeNov 2014 – Apr 2019Glenville, WV
- Cambridge Investment Research, Inc.Jan 2025 – Apr 2026Fairfield, IA
- Cambridge Investment Research Advisors, Inc.Jan 2025 – Apr 2026Fairfield, IA
- Cambridge Invesment Research, Inc.Dec 2024 – Jan 2025Fairfield, IA
- Mason Bailey Insurance AgencyJun 2026 – no end date reportedWeston, WV
- State FARM VP Management CorpJun 2026 – no end date reportedWeston, WV
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About State FARM Investment Management Corp.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7,007
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Bloomington, IL
- SEC file number:
- 801-8184
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 30, 2026
View full firm profileOther advisors at State FARM Investment Management Corp.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Leon Roberts has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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