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Nicholas Ovshak

Investment Adviser Representative at Commonwealth Financial Network

New Brighton, MNCRD #6502329Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Nicholas Ovshak is an investment adviser representative with Commonwealth Financial Network in New Brighton, MN, where they have been registered since 2021. They have worked in the securities industry since 2018 and were previously registered with Ameriprise Financial Services, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in Minnesota and Texas.

Office

919 Old Highway 8 Nw, Suite 400
New Brighton, MN 55112

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Minnesota, Texas
Broker:
24 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Kentucky, Minnesota, Missouri, Nevada, North Carolina, North Dakota, Ohio, South Carolina, South Dakota, Tennessee, Texas, Vermont, Washington, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/5/2018
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/9/2018
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/15/2021
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/7/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Commonwealth Financial NetworkCurrent
6/30/2021 – New Brighton, MN
Ameriprise Financial Services, Inc.
2/6/2019 – 11/6/2019Wayzata, MN
Commonwealth Financial Network
9/6/2018 – 2/7/2019New Brighton, MN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Texas Christian University
    Jul 2014 – May 2018Fort Worth, TX
  2. Commonwealth Financial Network
    Jun 2018 – Jan 2019Waltham, MA
  3. FPS Financial, Inc.
    Jun 2018 – Jan 2019New Brighton, MN
  4. Ameriprise Financial Services, Inc
    Jan 2019 – Nov 2019Wayzata, MN
  5. Fidelity Brokerage Services, LLC
    Nov 2019 – Jun 2021Westlake, TX
  6. Texas Christian University
    Sep 2014 – May 2018Fort Worth, TX
  7. Arrow Electronics, Inc
    May 2017 – Aug 2017Bloomington, MN
  8. Commonwealth Financial Network
    Jun 2021 – no end date reportedSan Diego, CA

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Commonwealth Financial Network

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,971
Offices listed on AdvisorFinder:
26
Main office:
Waltham, MA
SEC file number:
801-41541

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 29, 2026

View full firm profile

Other advisors at Commonwealth Financial Network

Showing 12 of 2,971 in the directory

View Commonwealth Financial Network firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Ovshak has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Nicholas Ovshak (Commonwealth Financial Network)