Nicholas Peter Swanson
Investment Adviser Representative at MCM Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Peter Swanson is an investment adviser representative with MCM Wealth in Arvada, CO, where they have been registered since 2026. They have worked in the securities industry since 2018 and have been registered with 5 firms, including Savvy and Empower Advisory Group, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in California and Colorado.
Registrations & licenses
- Investment adviser:
- California, Colorado
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Northwestern Mutual Life Insurance CompanyJun 2015 – Sep 2018Milwaukee, WI
- Northwestern Mutual Investment Services LLCNov 2017 – Sep 2018Lakewood, CO
- StudentMay 2000 – May 2017Wheat Ridge, CO
- Northwestern Mutual Wealth Management CompanyAug 2018 – Sep 2018Milwaukee, WI
- Austin WagnerSep 2018 – Nov 2019Lakewood, CO
- Fisher InvestmentsDec 2019 – Jul 2021Camas, WA
- Personal Capital Advisors CorporationMay 2022 – Apr 2023Wheat Ridge, CO
- UnemployedJan 2022 – May 2022Wheat Ridge, CO
- Wood River EnergyAug 2021 – Jan 2022Wheat Ridge, CO
- Empower Advisory Group, LLCApr 2023 – Aug 2025Greenwood Village, CO
- SavvyAug 2025 – Jul 2026Arvada, CO
- MCM WealthJul 2026 – no end date reportedNovato, CA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MCM Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $2,000,000 (waivable)
- Estimated blended rate
- 0.011
- Starting rate1.10%
- Reduced rate (maximum reduction)0.60%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Novato, CA
- SEC file number:
- 801-122613
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 4, 2026
View full firm profileOther advisors at MCM Wealth
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Peter Swanson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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