Nicholas Schau
Investment Adviser Representative at Florida Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Schau is an investment adviser representative with Florida Financial Advisors, LLC in Vienna, VA, where they have been registered since 2024, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida, Texas, and Virginia.
Office
Advisors at this office: 45
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Texas, Virginia
- Broker:
2 states and territories
Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Florida Financial Advisors DBA Tristate Financial AdvisorsAug 2024 – no end date reportedVienna, VA
- Chrisendom CollegeAug 2021 – May 2024Front Royal, VA
- Media Research CenterJan 2024 – Mar 2024Herndon, VA
- Media Research CenterDec 2023 – Jan 2024Herndon, VA
- Media Research CenterMay 2023 – Aug 2023Reston, VA
- American Council of Trustees and AlumniDec 2022 – Jan 2023Washington, DC
- American Council of Trustees and AlumniMay 2022 – Sep 2022Washington, DC
- Christendom CollegeAug 2020 – May 2024Front Royal, VA
- Padre Pio AcademyAug 2021 – Jun 2022Front Royal, VA
- Alex Mooney District OfficeMay 2021 – Aug 2021Martinsburg, WV
- Seton Home Study SchoolAug 2008 – Aug 2020Front Royal, VA
- Trinity Wealth Securities, LLCNov 2024 – no end date reportedVienna, VA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Florida Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 848
- Offices listed on AdvisorFinder:
- 11
- Main office:
- Tampa, FL
- SEC file number:
- 801-127276
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 8, 2026
View full firm profileOther advisors at Florida Financial Advisors, LLC
Showing 12 of 848 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Schau has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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