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Nicholas Theodore Pappas

Investment Adviser Representative at Florida Financial Advisors, LLC

Miami Lakes, FLCRD #8316532Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Nicholas Theodore Pappas is an investment adviser representative with Florida Financial Advisors, LLC in Miami Lakes, FL, where they have been registered since 2026, the year they entered the securities industry. They have passed 2 industry qualification exams, including the Series 65 (investment adviser). They are registered to provide investment advice in Florida.

Office

15500 New Barn Road, Suite 201
Miami Lakes, FL 33014

Advisors at this office: 46

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/26/2026
SIE
Securities Industry Essentials Examination
Passed 8/2/2025

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Florida Financial Advisors, LLCCurrent
7/30/2026 – Miami Lakes, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Florida Financial Advisors
    Jul 2026 – no end date reportedMiami Lakes, FL
  2. Baldwin Wallace University
    Jun 2021 – Jan 2023Berea, OH
  3. Baldwin Wallace University
    Aug 2021 – Jan 2023Berea, OH
  4. The Ohio State University
    Jan 2023 – May 2026Columbus, OH
  5. Leaf Home
    May 2023 – Jul 2023Hudson, OH
  6. Bellwether Enterprise
    May 2024 – Aug 2024Cleveland, OH
  7. Bendix Corporation
    May 2025 – Aug 2025Avon, OH
  8. TVP Realty
    Jun 2019 – May 2024Lorain, OH
  9. Avon Local Schools
    Aug 2015 – Jun 2021Avon, OH

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Florida Financial Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
848
Offices listed on AdvisorFinder:
11
Main office:
Tampa, FL
SEC file number:
801-127276

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 8, 2026

View full firm profile

Other advisors at Florida Financial Advisors, LLC

Showing 12 of 848 in the directory

View Florida Financial Advisors, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Theodore Pappas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Nicholas Theodore Pappas (Florida Financial Advisors)