Nicholas Timothy Smail
Investment Adviser Representative at Raymond James Financial Services Advisors, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Timothy Smail is an investment adviser representative with Raymond James Financial Services Advisors, Inc in Grovetown, GA, where they have been registered since 2026. They have worked in the securities industry since 2022 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Georgia.
Registrations & licenses
- Investment adviser:
- Georgia
- Broker:
6 states and territories
Alabama, Florida, Georgia, North Carolina, South Carolina, Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James Financial Services, Inc.Apr 2021 – Jul 2024Augusta, GA
- Wide Open WestAug 2018 – Mar 2021Colorado Springs, CO
- Georgia College and State UniversityAug 2014 – May 2018Augusta, GA
- Raymond James Financial Services Advisors, Inc.Jan 2023 – Jul 2024Augusta, GA
- Fehrman Investment Group (DBA)Apr 2021 – Jul 2024Augusta, GA
- Merrill Lynch, Pierce, Fenner & Smith Inc.Aug 2024 – Jan 2026Augusta, GA
- Bank of America, N.A.Sep 2024 – Jan 2026Augusta, GA
- Raymond James Financial Services, Inc.Jan 2026 – no end date reportedPeachtree City, GA
- Raymond James Financial Services Advisors, Inc.Jan 2026 – no end date reportedPeachtree City, GA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Financial Services Advisors, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6,660
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Saint Petersburg, FL
- SEC file number:
- 801-69815
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Timothy Smail has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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