Nick Vorholt
Investment Adviser Representative at W&s Brokerage Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nick Vorholt is an investment adviser representative with W&s Brokerage Services, Inc. in Cincinnati, OH, where they have been registered since 2025. They have worked in the securities industry since 2016 and have been registered with 3 firms, including Investment Distributors, Inc. and Concourse Financial Group Securities, Inc. They have passed 3 industry qualification exams, including the Series 63 (state securities agent) and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
51 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CONCOURSE FINANCIAL GROUP (fka ProEquities, Inc.)Sep 2016 – Jan 2022Covington, KY
- Protective LIFESep 2016 – May 2022Covington, KY
- Cincinnati BengalsAug 2005 – no end date reportedCincinnatti, OH
- Investment Distributors, Inc.Jan 2022 – May 2022Covington, KY
- W&S Brokerage ServicesJun 2022 – no end date reportedCincinnati, OH
- Western & Southern LifeMay 2022 – no end date reportedCincinnati, OH
- Protective LifeAug 2016 – May 2022Cincinnati, OH
- Cincinnati BengalsAug 2005 – no end date reportedCincinnati, OH
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About W&s Brokerage Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First $250,0001.50%
- Next $250,0001.40%
- Next $250,0001.30%
- Thereafter1.10%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 106
- Offices listed on AdvisorFinder:
- 57
- Main office:
- Cincinnati, OH
- SEC file number:
- 801-113946
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 4, 2026
View full firm profileOther advisors at W&s Brokerage Services, Inc.
Showing 12 of 106 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nick Vorholt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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