Nico Johan Koop
Investment Adviser Representative at Cambridge Investment Research Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nico Johan Koop is an investment adviser representative with Cambridge Investment Research Advisors, Inc. in Clearwater, FL, where they have been registered since 2025. They have worked in the securities industry since 2012 and were previously registered with Waddell & REED, Inc. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Florida and New Mexico.
Registrations & licenses
- Investment adviser:
- Florida, New Mexico
- Broker:
2 states and territories
Florida, New Mexico
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Pershing LLCOct 2012 – Dec 2017Lake Mary, FL
- Raymond James & Associates, Inc.Dec 2017 – Jul 2021St. Petersburg, FL
- WaveCapital Partners, LLCJul 2021 – Apr 2024Orlando, FL
- M&A SecuritiesJul 2021 – Dec 2022Kansas City, MO
- Weild & Co.Jan 2023 – Oct 2023Kansas City, MO
- Cambridge Investment Research, Inc.Apr 2024 – no end date reportedFairfield, IA
- Cambridge Investment Research Advisors, Inc.Aug 2024 – no end date reportedFairfield, IA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cambridge Investment Research Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,948
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Fairfield, IA
- SEC file number:
- 801-63930
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 11, 2026
View full firm profileOther advisors at Cambridge Investment Research Advisors, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nico Johan Koop has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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