Nikolas Allen Lundgren
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nikolas Allen Lundgren is an investment adviser representative with LPL Financial LLC in Bozeman, MT, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with World Equity Group, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Montana.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Montana
- Broker:
1 state or territory
Montana
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Hemet High schoolApr 2016 – Aug 2018Hemet, CA
- Rocky Mountain Easter Seals GoodwillAug 2018 – Apr 2019Great Falls, MT
- Montana State UniversityApr 2019 – Aug 2019Bozeman, MT
- Smiling Moose Rocky Mountain DeliAug 2019 – Apr 2020Bozeman, MT
- Buffalo Bump PizzaFeb 2020 – Mar 2020Bozeman, MT
- Montana State UniversityMar 2020 – Aug 2021Bozeman, MT
- Schnee's Boots and ShoesAug 2021 – Jul 2023Bozeman, MT
- Open Range Food and DrinkJul 2023 – Dec 2023Bozeman, MT
- UnemployedDec 2023 – Jan 2024Bozeman, MT
- Wealthvest Inc,Jan 2024 – Dec 2025Bozeman, MT
- World Equity Group, Inc.Mar 2024 – Dec 2025Bozeman, MT
- LPL FinancialJan 2026 – no end date reportedBozeman, MT
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nikolas Allen Lundgren has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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