Nils Roger Wickman
Investment Adviser Representative at ARES Financial Consulting LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nils Roger Wickman is an investment adviser representative with ARES Financial Consulting LLC in Tacoma, WA, where they have been registered since 2017. They have worked in the securities industry since 2008 and have been registered with 3 firms, including Ameritas Investment Corp and Russell Investments. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Washington and Wisconsin.
Registrations & licenses
- Investment adviser:
- Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameritas Investment CorpJul 2014 – Jul 2017Lincoln, NE
- Wickman Insurance & Financial ServicesJul 2014 – no end date reportedTacoma, WA
- Balance Financial PlanningJun 2015 – no end date reportedTacoma, WA
- Ares Financial Consulting LLCJul 2017 – no end date reportedSherman Oaks, CA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ARES Financial Consulting LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- First $500,0000.75%
- Next $500,0000.50%
- Above $1,000,0000.25%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Calabasas, CA
- SEC file number:
- 801-121211
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 17, 2026
View full firm profileOther advisors at ARES Financial Consulting LLC
3 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nils Roger Wickman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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