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Nimita Naik

Investment Adviser Representative at MAI Capital Management, LLC

Cleveland, OHCRD #6849915Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Nimita Naik is an investment adviser representative with MAI Capital Management, LLC in Cleveland, OH, where they have been registered since 2024. They have worked in the securities industry since 2019 and have been registered with 3 firms, including The Huntington Investment Company and Citizens Securities, Inc. They have passed 3 industry qualification exams, including the Series 63 (state securities agent) and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio.

Office

6050 Oak Tree Blvd., Suite 500
Cleveland, OH 44131

Advisors at this office: 52

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Ohio

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/6/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/4/2017

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

MAI Capital Management, LLCCurrent
9/13/2024 – Cleveland, OH
THE Huntington Investment Company
8/28/2018 – 9/7/2022Lakewood, OH
Citizens Securities, Inc.
10/4/2017 – 7/25/2018Rocky River, OH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Huntington Bank
    Oct 2015 – Jul 2017Brook Park, OH
  2. Citizens Bank
    Aug 2017 – Jul 2018Rocky River, OH
  3. Citizens Securities, Inc
    Aug 2017 – Jul 2018Rocky River, OH
  4. THE Huntington National BANK
    Aug 2018 – Sep 2021North Olmsted, OH
  5. THE Huntington Investment Company
    Aug 2018 – Sep 2021Columbus, OH
  6. The Hunitington National Bank
    Sep 2021 – Sep 2022Cleveland, OH
  7. The Huntington Investment Company
    Sep 2021 – Sep 2022Columbus, OH
  8. MAI Capital Management, LLC
    Aug 2024 – no end date reportedCleveland, OH
  9. Clearstead
    Oct 2022 – Aug 2024Cleveland, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About MAI Capital Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Performance-based fees
  • Other
Firm account minimum
$500,000 (waivable)
Estimated blended rate
0.01

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
298
Offices listed on AdvisorFinder:
27
Main office:
Cleveland, OH
SEC file number:
801-58104

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of October 1, 2026

View full firm profile

Other advisors at MAI Capital Management, LLC

Showing 12 of 298 in the directory

View MAI Capital Management, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nimita Naik has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Nimita Naik (MAI Capital Management) - Fees & Credentials