Noah William Spence
Investment Adviser Representative at Vanguard Advisers, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Noah William Spence is an investment adviser representative with Vanguard Advisers, Inc. in Charlotte, NC, where they have been registered since 2024, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina and Texas.
Office
Advisors at this office: 661
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
2 states and territories
Georgia, North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Vanguard Group, Inc.Jun 2024 – no end date reportedCharlotte, NC
- Western Carolina UniverityAug 2021 – May 2024Cullowhee, NC
- First Citizens BankMay 2022 – Jul 2022Murphy, NC
- RandstadMay 2023 – Aug 2023Charlotte, NC
- Western Carolina University (Campus Recreation and Wellness)Aug 2023 – May 2024Cullowhee, NC
- Western Carolina University (Campus Recreation and Wellness)Dec 2022 – May 2023Cullowhee, NC
- Murphy's ChophouseMar 2019 – Jul 2021Murphy, NC
- Murphy Middle SchoolAug 2014 – May 2017Murphy, NC
- Tri County Early CollegeAug 2017 – May 2021Murphy, NC
- Erlanger Fit PlusJan 2021 – Aug 2021Murphy, NC
- Western Carolina University (Campus Recreation and Wellness)Nov 2023 – May 2024Cullowhee, NC
- Tri County Community CollegeAug 2017 – May 2021Murphy, NC
- Vanguard Marketing CorporationJun 2024 – no end date reportedCharlotte, NC
- Vanguard Advisers, Inc.May 2025 – no end date reportedCharlotte, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vanguard Advisers, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,379
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Malvern, PA
- SEC file number:
- 801-49601
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Vanguard Advisers, Inc.
Showing 12 of 2,379 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Noah William Spence has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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