Nora Christina McCormack
Investment Adviser Representative at Capital Group Private Client Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nora Christina McCormack is an investment adviser representative with Capital Group Private Client Services, Inc. in Los Angeles, CA, where they have been registered since 2025. They have worked in the securities industry since 2007 and have been registered with 3 firms, including Capital Client Group, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California, Georgia, Illinois, Nevada, New York, and Texas.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Georgia, Illinois, Nevada, New York, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- USAA / USAA Investment Management CompanyOct 2016 – Mar 2018San Antonio, TX
- Franklin Templeton / Franklin Distributors, Inc.Apr 2018 – Sep 2024San Mateo, CA
- Capital Group / Capital Client Group, Inc.Sep 2024 – Sep 2025Los Angeles, CA
- Capital Group / Capital Group Private Client Services, Inc.Sep 2025 – no end date reportedLos Angeles, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Capital Group Private Client Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $5,000,000 (waivable)
- Up to $10M0.65%
- $10M to $15M0.50%
- $15M to $20M0.45%
- $20M to $25M0.40%
+6 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 103
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Los Angeles, CA
- SEC file number:
- 801-121267
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Capital Group Private Client Services, Inc.
Showing 12 of 103 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nora Christina McCormack has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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