Nora Kay Strait
Investment Adviser Representative at Wealth Enhancement Advisory Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nora Kay Strait is an investment adviser representative with Wealth Enhancement Advisory Services, LLC in Midland, MI, where they have been registered since 2024. They have worked in the securities industry since 2020 and have been registered with 3 firms, including Raymond James Financial Services Advisors, Inc and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Michigan.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Michigan
- Broker:
1 state or territory
Michigan
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James Financial Services, Inc./Gavin & AssociatesOct 2016 – Sep 2021Midland, MI
- Raymond James Financial Services Advisors, Inc./Gavin & AssociatJan 2021 – Sep 2021Midland, MI
- Merrill Lynch, Pierce, Fenner & Smith Inc.Sep 2021 – Apr 2023East Lansing, MI
- BANK OF America, N.A.Jan 2022 – Apr 2023East Lansing, MI
- Raymond James Financial Services, Inc.Apr 2023 – Jun 2024Midland, MI
- Raymond James Financial Services Advisors, Inc.Apr 2023 – Jun 2024Midland, MI
- Gavin & AssociatesApr 2023 – Jun 2024Midland, MI
- Gavin Financial GroupApr 2023 – Jun 2024Midland, MI
- LPL Financial LLCJun 2024 – Jun 2025Midland, MI
- Wealth Enhancement GroupJun 2024 – no end date reportedMidland, MI
- Wealth Enhancement Advisory ServicesJun 2024 – no end date reportedMidland, MI
- Wealth Enhancement Brokerage ServicesJun 2024 – no end date reportedMidland, MI
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wealth Enhancement Advisory Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- $999,999 or less1.50%
- $1,000,000–$2,000,0001.25%
- Over $2,000,0001.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement income planning, investment management, risk management and insurance, tax strategies, estate planning, and financial planning. Also offers specialized solutions including employee retirement account management, trust services, tax preparation, business owner consulting, plan sponsor guidance, plan participant education, and employee benefits programs.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 976
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Plymouth, MN
- SEC file number:
- 801-60749
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 20, 2026
View full firm profileOther advisors at Wealth Enhancement Advisory Services, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nora Kay Strait has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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