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Oakley James Allen

Investment Adviser Representative at ELEVATED CAPITAL ADVISORS, LLC

Prairie, KSCRD #6304237Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
3 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Oakley James Allen has worked in the securities industry since 2014. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in Kansas, Missouri, and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
KansasMissouriTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/24/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 6/3/2014
SIE
Securities Industry Essentials Examination
Passed 1/30/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/16/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Elevated Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ELEVATED CAPITAL ADVISORS, LLCCurrent
2/3/2017Prairie, KS
GLOBAL FINANCIAL PRIVATE CAPITAL, LLC
4/15/20152/2/2017Prairie Village, KS

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Oakley James Allen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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