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Olivia Y Ayala

Investment Adviser Representative at Thrivent Investment Management Inc.

Houston, TXCRD #8193190Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Olivia Y. Ayala is an investment adviser representative with Thrivent Investment Management Inc. in Houston, TX, where they have been registered since 2026, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in District of Columbia, Oklahoma, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
District of Columbia, Oklahoma, Texas
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/8/2026
Series 65
Uniform Investment Adviser Law Examination
Passed 7/23/2025
Series 7
General Securities Representative Examination
Passed 3/16/2026
SIE
Securities Industry Essentials Examination
Passed 2/11/2026

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Thrivent Investment Management Inc.Current
4/9/2026 – Houston, TX
Thrivent Investment Management Inc.Current
3/17/2026 – Houston, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Thrivent Investment Management Inc
    Dec 2025 – no end date reportedMinneapolis, MN
  2. Thrivent Financial
    Dec 2025 – no end date reportedAppleton, WI
  3. Kay Jewelers Premium OUTLET
    May 2025 – Jan 2026Cypress, TX
  4. The Fitzpatrick Group
    Jun 2023 – Mar 2025Houston, TX
  5. Ben Bridge Jewelers
    Feb 2023 – Mar 2023Santa Clara, CA
  6. Helzberg Diamonds
    May 2022 – Feb 2023Santa Clara, CA
  7. Ulta Beauty Inc
    Mar 2022 – May 2022Cupertino, CA
  8. Mountain View Family & Cosmetic Dentistry
    Oct 2021 – Dec 2021Mountain View, CA
  9. F5 Inc
    Jan 2020 – Jul 2021Santa Clara, CA
  10. Shape Security
    Dec 2018 – Jul 2020Mountain View, CA
  11. Taos Mountain LLC
    Aug 2018 – Nov 2018San Jose, CA
  12. GCM Grosvenor
    Jun 2017 – Jun 2018Chicago, IL
  13. Barnes & Noble Cafe
    May 2016 – Jun 2017Chicago, IL
  14. DeAnza Community College
    Jul 2020 – Jun 2022Cupertino, CA
  15. DePaul University
    Aug 2014 – Jun 2018Chicago, IL

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Thrivent Investment Management Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,163
Offices listed on AdvisorFinder:
26
Main office:
Minneapolis, MN
SEC file number:
801-29618

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Olivia Y Ayala has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Olivia Y Ayala (Thrivent Investment Management)